Tychonoff's theorem

In mathematics, Tychonoff's theorem states that the product of any collection of compact topological spaces is compact. The theorem is named after Andrey Nikolayevich Tychonoff, who proved it first in 1930 for powers of the closed unit interval and in 1935 stated the full theorem along with the remark that its proof was the same as for the special case. The earliest known published proof is contained in a 1937 paper of Eduard Čech.

Several texts identify Tychonoff's theorem as the single most important result in general topology [e.g. Willard, p. 120]; others allow it to share this honor with Urysohn's lemma.

Definition

The theorem crucially depends upon the precise definitions of compactness and of the product topology; in fact, Tychonoff's 1935 paper defines the product topology for the first time. Conversely, part of its importance is to give confidence that these particular definitions are the correct (i.e., most useful) ones.

Indeed, the Heine–Borel definition of compactness — that every covering of a space by open sets admits a finite subcovering — is relatively recent. More popular in the 19th and early 20th centuries was the Bolzano–Weierstrass criterion that every sequence admits a convergent subsequence, now called sequential compactness. These conditions are equivalent for metrizable spaces, but neither implies the other on the class of all topological spaces.

It is almost trivial to prove that the product of two sequentially compact spaces is sequentially compact — one passes to a subsequence for the first component and then a subsubsequence for the second component. An only slightly more elaborate "diagonalization" argument establishes the sequential compactness of a countable product of sequentially compact spaces. However, the product of continuum many copies of the closed unit interval fails to be sequentially compact.

This is a critical failure: if X is a completely regular Hausdorff space, there is a natural embedding from X into [0,1]^C(X,[0,1]), where C(X,[0,1]) is the set of continuous maps from X to [0,1]. The compactness of [0,1]^C(X,[0,1]) thus shows that every completely regular Hausdorff space embeds in a compact Hausdorff space (or, can be "compactified".) This construction is the Stone–Čech compactification. Conversely, all subspaces of compact Hausdorff spaces are completely regular Hausdorff, so this characterizes the completely regular Hausdorff spaces as those that can be compactified. Such spaces are now called Tychonoff spaces.

Applications

Tychonoff's theorem has been used to prove many other mathematical theorems. These include theorems about compactness of certain spaces such as the Banach–Alaoglu theorem on the compactness of the unit ball of the dual space of a normed vector space, and the Arzelà–Ascoli theorem characterizing the sequences of functions in which every subsequence has a uniformly convergent subsequence. They also include statements less obviously related to compactness, such as the De Bruijn–Erdős theorem stating that every minimal k-chromatic graph is finite, and the Curtis–Hedlund–Lyndon theorem providing a topological characterization of cellular automata.

As a rule of thumb, any sort of construction that takes as input a fairly general object (often of an algebraic, or topological-algebraic nature) and outputs a compact space is likely to use Tychonoff: e.g., the Gelfand space of maximal ideals of a commutative C* algebra, the Stone space of maximal ideals of a Boolean algebra, and the Berkovich spectrum of a commutative Banach ring.
Proofs of Tychonoff's theorem

1) Tychonoff's 1930 proof used the concept of a complete accumulation point.

2) The theorem is a quick corollary of the Alexander subbase theorem.

More modern proofs have been motivated by the following considerations: the approach to compactness via convergence of subsequences leads to a simple and transparent proof in the case of countable index sets. However, the approach to convergence in a topological space using sequences is sufficient when the space satisfies the first axiom of countability (as metrizable spaces do), but generally not otherwise. However, the product of uncountably many metrizable spaces, each with at least two points, fails to be first countable. So it is natural to hope that a suitable notion of convergence in arbitrary spaces will lead to a compactness criterion generalizing sequential compactness in metrizable spaces that will be as easily applied to deduce the compactness of products. This has turned out to be the case.

3) The theory of convergence via filters, due to Henri Cartan and developed by Bourbaki in 1937, leads to the following criterion: assuming the ultrafilter lemma, a space is compact if and only if each ultrafilter on the space converges. With this in hand, the proof becomes easy: the (filter generated by the) image of an ultrafilter on the product space under any projection map is an ultrafilter on the factor space, which therefore converges, to at least one xi. One then shows that the original ultrafilter converges to x = (xi). In his textbook, Munkres gives a reworking of the Cartan–Bourbaki proof that does not explicitly use any filter-theoretic language or preliminaries.

4) Similarly, the Moore–Smith theory of convergence via nets, as supplemented by Kelley's notion of a universal net, leads to the criterion that a space is compact if and only if each universal net on the space converges. This criterion leads to a proof (Kelley, 1950) of Tychonoff's theorem, which is, word for word, identical to the Cartan/Bourbaki proof using filters, save for the repeated substitution of "universal net" for "ultrafilter base".

5) A proof using nets but not universal nets was given in 1992 by Paul Chernoff.
Tychonoff's theorem and the axiom of choice

All of the above proofs use the axiom of choice (AC) in some way. For instance, the third proof uses that every filter is contained in an ultrafilter (i.e., a maximal filter), and this is seen by invoking Zorn's lemma. Zorn's lemma is also used to prove Kelley's theorem, that every net has a universal subnet. In fact these uses of AC are essential: in 1950 Kelley proved that Tychonoff's theorem implies the axiom of choice. Note that one formulation of AC is that the Cartesian product of a family of nonempty sets is nonempty; but since the empty set is most certainly compact, the proof cannot proceed along such straightforward lines. Thus Tychonoff's theorem joins several other basic theorems (e.g. that every nonzero vector space has a basis) in being equivalent to AC.

On the other hand, the statement that every filter is contained in an ultrafilter does not imply AC. Indeed, it is not hard to see that it is equivalent to the Boolean prime ideal theorem (BPIT), a well-known intermediate point between the axioms of Zermelo-Fraenkel set theory (ZF) and the ZF theory augmented by the axiom of choice (ZFC). A first glance at the second proof of Tychnoff may suggest that the proof uses no more than (BPIT), in contradiction to the above. However, the spaces in which every convergent filter has a unique limit are precisely the Hausdorff spaces. In general we must select, for each element of the index set, an element of the nonempty set of limits of the projected ultrafilter base, and of course this uses AC. However, it also shows that the compactness of the product of compact Hausdorff spaces can be proved using (BPIT), and in fact the converse also holds. Studying the strength of Tychonoff's theorem for various restricted classes of spaces is an active area in set-theoretic topology.

The analogue of Tychonoff's theorem in pointless topology does not require any form of the axiom of choice.

Proof of the axiom of choice from Tychonoff's theorem

To prove that Tychonoff's theorem in its general version implies the axiom of choice, we establish that every infinite cartesian product of non-empty sets is nonempty. It is actually a more comprehensible proof than the above (probably because it does not involve Zorn's Lemma, which is quite opaque to most mathematicians as far as intuition is concerned!). The trickiest part of the proof is introducing the right topology. The right topology, as it turns out, is the cofinite topology with a small twist. It turns out that every set given this topology automatically becomes a compact space. Once we have this fact, Tychonoff's theorem can be applied; we then use the FIP definition of compactness (the FIP is sure convenient!). Anyway, to get to the proof itself (due to J.L. Kelley):

Let {A_i} be an indexed family of nonempty sets, for i ranging in I (where I is an arbitrary indexing set). We wish to show that the cartesian product of these sets is nonempty. Now, for each i, take X_i to be A_i with the index i itself tacked on (renaming the indices using the disjoint union if necessary, we may assume that i is not a member of A_i, so simply take X_i = A_i ∪ {i}).

Now the define cartesian product

\( X = \prod_{i \in I} X_i \)

along with the natural projection maps π_i which take a member of X to its ith term.

Now here's the trick: we give each X_i the topology whose open sets are the cofinite subsets of X_i, plus the empty set (the cofinite topology) and the singleton {i}. This makes X_i compact, and by Tychonoff's theorem, X is also compact (in the product topology). The projection maps are continuous; all the A_i's are closed, being complements of the singleton open set {i} in X_i. So the inverse images π_i⁻¹(A_i) are closed subsets of X. We note that

\( \prod_{i \in I} A_i = \bigcap_{i \in I} \pi_i^{-1}(A_i) \)

and prove that these inverse images are nonempty and have the FIP. Let i₁, ..., i_N be a finite collection of indices in I. Then the finite product A_i1 × ... × A_iN is nonempty (only finitely many choices here, so no AC needed!); it merely consists of N-tuples. Let a = (a₁, ..., a_N) be such an N-tuple. We "extend" a to the whole index set: take a to the function f defined by f(j) = a_k if j = i_k, and f(j) = j otherwise. This step is where the addition of the extra point to each space is crucial (we didn't go through all that trouble for nothing!), for it allows us to define f for everything outside of the N-tuple in a precise way without choices (we can already "choose," by construction, j from X_j ). π_ik(f) = a_k is obviously an element of each A_ik so that f is in each inverse image; thus we have

\( \bigcap_{k = 1}^N \pi_{i_k}^{-1}(A_{i_k}) \neq \varnothing. \)

By the FIP definition of compactness, the entire intersection over I must be nonempty, and we are done.
References

Chernoff, Paul N. (1992), "A simple proof of Tychonoff's theorem via nets", American Mathematical Monthly 99 (10): 932–934, doi:10.2307/2324485, JSTOR 2324485.
Johnstone, Peter T. (1982), Stone spaces, Cambridge Studies in Advanced Mathematics, 3, New York: Cambridge University Press, ISBN 0521238935.
Johnstone, Peter T. (1981), "Tychonoff's theorem without the axiom of choice", Fundamenta Mathematica 113: 21–35.
Kelley, John L. (1950), "Convergence in topology", Duke Mathematical Journal 17 (3): 277–283, doi:10.1215/S0012-7094-50-01726-1.
Kelley, John L. (1950), "The Tychonoff product theorem implies the axiom of choice", Fundamenta Mathematica 37: 75–76.
Munkres, James (2000), Topology (2nd ed.), Upper Saddle River, NJ: Prentice Hall, ISBN 0131816292.
Tychonoff, Andrey N. (1930), "Über die topologische Erweiterung von Räumen" (in German), Mathematische Annalen 102 (1): 544–561, doi:10.1007/BF01782364.
Willard, Stephen (2004), General Topology, Mineola, NY: Dover Publications, ISBN 0486434796.

External links

Tychonoff's Theorem at ProofWiki

Mathematics Encyclopedia